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Head and Neck Surgical Oncology, Memorial Sloan-Kettering Cancer Center, New York, NY, USA.Department of Surgery, Weill Cornell Medical College, New York, NY, USA.
Originally developed as a technique of monoblock lymphadenectomy for head and neck malignancies, radical neck dissection has been increasingly modified to minimize morbid dysfunction and disfigurement while preserving diagnostic and therapeutic integrity. Indications for the original radical procedure still exist in certain cases of cervical metastasis and are reviewed here, along with detailed surgical technique for the procedure. Contraindications and complications are also addressed.
Radical neck dissection is a technique of monoblock removal of regional cervical lymph nodes from the lateral neck for malignant tumors involving the upper aerodigestive tract. This technique was first described by George Crile in 1906.
Hayes Martin further popularized the procedure and it became the standard of care for metastatic carcinoma to regional cervical lymph nodes in the lateral neck for much of the twentieth century.
However, the dysfunction and disfigurement resulting from a classical radical neck dissection is significant. For these reasons, several investigators attempted to reduce the morbidity by improvising the surgical technique to preserve form and function. Oswaldo Swarez first described the technique of “functional neck dissection.” This was popularized by Ettore Bocca, who recommended the functional neck dissection for comprehensive clearance of regional cervical lymph nodes in the lateral neck in a monoblock fashion preserving the sternocleidomastoid muscle, the internal jugular vein and the spinal accessory nerve. Subsequent investigators proposed even more limited operations, including limited neck dissections for staging purposes in the clinically negative neck, based on the understanding of patterns of regional cervical lymph node metastasis.
Thus, at the present time, a whole series of extirpative operations are available for excision of cervical lymph nodes involved by metastasis or at risk for metastatic cancer.
The classical radical neck dissection includes excision of cervical lymph nodes at all 5 levels of the lateral neck (Figure 1). This entails clearance of essentially all of the fibrofatty and lymphatic tissue in the lateral neck as well as resection of the spinal accessory nerve, the sternocleidomastoid muscle, the internal jugular vein, and the submandibular salivary gland in a monoblock fashion. In certain cases, the extent of resection must be extended to include adjacent soft tissue, cranial nerves, overlying skin, or the major vessels in the neck because of the extent of nodal metastasis. This is called an extended radical neck dissection. However, anything less than a classical radical neck dissection is considered a “modified” or “selective” neck dissection. Generally, selective neck dissections are used for elective removal of selected groups of regional lymph nodes at risk of having micrometastasis to accurately stage the lateral neck. On the other hand, comprehensive clearance of all 5 levels of lymph nodes is desirable when clinically apparent metastatic cancer is present. Modified neck dissections selectively preserving the spinal accessory nerve, the internal jugular vein, the sternocleidomastoid muscle, or all 3 structures have been described.
Figure 1Cervical lymph node groups are defined by levels in the neck. Radical neck dissection encompasses the nodes in levels I–V. (Reprinted with permission.
Despite the resultant esthetic and functional morbidity of a classical radical neck dissection, certain indications do exist for using this surgical procedure. The current indications for a classical radical neck dissection are: 1) N3 disease in the upper part of the neck; 2) gross invasion of the spinal accessory nerve by metastatic lymph nodes at level II in the neck; and 3) recurrent or persistent metastatic carcinoma after previous radiation therapy, chemoradiation therapy, or previous selective neck dissection.
Relevant preoperative evaluation is essential before performance of a classical radical neck dissection. This includes a contrast-enhanced computed tomography scan and fine-needle aspiration cytology for confirmation of tissue diagnosis. Frank invasion or encasement of the internal carotid artery or invasion of the deep prevertebral musculature by metastatic cancer is a contraindication to radical neck dissection. Thus, preoperative radiological evaluation to assess these areas is desirable; however, often the extent of such involvement is only apparent during intraoperative exploration.
General endotracheal anesthesia with adequate muscle relaxation is essential. The patient typically is in the supine position, with the head and chest elevated to 30°. The neck is hyperextended and turned to the contralateral side. Although the skin incision will be affected by the planned resection of the primary tumor and subsequent reconstruction, adequate exposure and preservation of cutaneous vascular supply must be achieved. Most commonly, a single trifurcate incision is used (Figure 2), extending from the ipsilateral mastoid tip along an upper neck skin crease up to the midline at the level of the thyrohyoid membrane, approximately 2 fingerbreadths below the mandible. The descending limb of the incision begins at the posterior border of the ipsilateral sternocleidomastoid muscle and travels in a curvilinear fashion to the midclavicular point. The skin incision is made with a scalpel and the dissection proceeds thereafter with electrocautery. At the beginning of the procedure, only the posterior half of the transverse incision and the descending limb are incised; the remaining incision is made after the posterior triangle dissection has been completed.
Figure 2The single trifurcate incision is most commonly used for the radical neck dissection. It can be extended to accommodate resection of the primary tumor and reconstruction using locoregional or free tissue transfer. (Reprinted with permission.
The posterior skin flap is elevated initially, in the subplatysmal plane, up to the anterior border of the trapezius muscle, which should be exposed from the mastoid to the clavicle, and represents the posterior limit of dissection. If the platysma is invaded by metastasis, it is resected, and dissection therefore proceeds superficial to the platysma in a subcutaneous plane. Countertraction is applied and the soft tissue is divided from the anterior border of the trapezius muscle and elevated off of the floor of the posterior triangle of the neck, with sequential exposure of the splenius capitis, levator scapulae and scalene muscles. During this dissection the peripheral cutaneous branches of the cervical plexus and the spinal accessory nerve are divided. The transverse cervical artery and vein are identified, divided between clamps and ligated inferiorly. Care is taken to identify the brachial plexus between the middle and anterior scalene muscles, and the phrenic nerve on the surface of the anterior scalene muscle (Figure 3). This is facilitated by division of the posterior belly of the omohyoid and its retraction medially. Cutaneous cervical nerve branches are identified coming off of the cervical roots as dissection proceeds cephalad. The cutaneous branches are divided, carefully preserving the motor branches to the posterior compartment muscles and the phrenic nerve. The cutaneous roots are ligated along with their accompanying small blood vessels. The superior attachment of the sternocleidomastoid muscle to the mastoid tip is divided and the specimen is allowed to rest in situ.
Figure 3Elevation of the fibrofatty and lymphatic tissue off the floor of the posterior triangle reveals the phrenic nerve and its cervical nerve rootlets on the surface of the anterior scalene muscle, and the brachial plexus between the middle and anterior scalene muscles. (Reprinted with permission.
The remaining transverse skin incision is then completed and attention is turned anteriorly. The anterior flap is elevated in the subplatysmal plane until the sternal and clavicular attachments of the sternocleidomastoid muscle are exposed and divided. Retraction of this detached muscle superiorly allows identification of the carotid sheath. Meticulous sharp and blunt dissection exposes the common carotid artery and the vagus nerve, which are preserved, and the internal jugular vein, which is divided at its lower end and doubly ligated (Figure 4). Care is taken to identify and ligate lymphatic vessels on either side of the neck, with particular attention to controlling the thoracic duct on the left side of the neck. The proximal stumps of the transverse cervical artery and vein are divided and ligated.
Figure 4With the sternocleidomastoid muscle retracted superiorly and the strap muscles retracted medially, the carotid sheath is entered. The internal jugular vein is divided and doubly ligated after the vagus nerve has been identified and protected (inset). (Reprinted with permission.
Dissection continues cephalad within the carotid sheath, with division of the middle thyroid vein and identification of the hypoglossal nerve after the carotid bifurcation where it may loop around the occipital branch of the external carotid artery. The descendens hypoglossi to the strap muscles is often a good guide, leading up to the hypoglossal nerve. The common facial vein and several pharyngeal veins crossing the digastric muscle are divided to expose the posterior belly and tendon of the digastric up to the hyoid bone (Figure 5). The anterior belly of the omohyoid muscle is the anterior limit of the dissection. It is divided near the hyoid bone. The superior thyroid artery is preserved while the superior thyroid vein is divided and ligated. Once the lower border of the digastric muscle is exposed completely, the specimen is allowed to rest in the surgical field.
Figure 5The cervical nerve rootlets are divided leaving small stumps on the phrenic nerve to assure its preservation. The pharyngeal venous plexus and occipital artery are divided between clamps and ligated. (Reprinted with permission.
Attention is then turned to the superior flap, which is also elevated in the subplatysmal plane with care taken to identify and preserve the marginal mandibular branch of the facial nerve as it crosses the facial artery and vein (Figure 6). Retraction of the superior stumps of these vessels after their division further protects the nerve (Figure 7). Dissection continues anteriorly along the border of the mandible. The superomedial limit of dissection is the anterior belly of the contralateral digastric muscle. After the mylohyoid muscle is exposed and its neurovascular bundle divided and ligated (Figure 8), its lateral edge is retracted medially with a loop retractor and the submandibular gland is mobilized. The lingual nerve is identified, and its postganglionic secretomotor fibers are divided, as is Wharton’s duct (Figure 9). As the gland is elevated posteriorly, the proximal portion of the facial artery is identified, divided and ligated (Figure 10). Any remaining veins of the pharyngeal venous plexus accompanying the hypoglossal nerve must be divided between claps and ligated. After the posterior belly of the digastric is exposed and retracted superiorly, which may require transection of the tail of the parotid gland, the internal jugular vein is identified and skeletonized circumferentially. The spinal accessory nerve is identified and divided at the skull base (Figure 11), and the internal jugular vein is divided between clamps and doubly ligated, allowing delivery of the specimen.
Figure 6The marginal mandibular branch of the facial nerve is identified as it crosses superficial to the facial artery and vein. The cervical branch of the facial nerve may be divided. (Reprinted with permission.
Figure 7Retraction of the superior stumps of the facial artery and vein provides further protection of the marginal mandible branch of the facial nerve, which is thereafter elevated with the skin flap. (Reprinted with permission.
Figure 8The vessels and nerve to the mylohyoid muscle are identified, divided and ligated as the contents of the submental triangle are elevated. (Reprinted with permission.
Figure 9Retraction of the mylohyoid medially and the submandibular gland inferolaterally allows identification, division, and ligation of the lingual nerve secretomotor fibers, Wharton’s duct, and the proximal portion of the facial artery. (Reprinted with permission.
Figure 10The tail of the parotid gland may require transection between the angle of the mandible and the tip of the mastoid. (Reprinted with permission.
Figure 11At the skull base, the spinal accessory nerve is identified and sacrificed; the occipital artery and vein are divided and ligated to allow visualization and skeletonization of the upper end of the jugular vein; and the specimen is delivered with division and double ligation of the internal jugular vein. (Reprinted with permission.
Meticulous hemostasis is achieved, and the wound is closed over 2 suction drains. One drain is tacked posteriorly along the trapezius muscle with a loop of catgut suture. The anterior drain lies along the strap muscles. These drains are brought out through separate stab incisions inferiorly (Figure 12). The platysma is closed with 3-0 chromic catgut interrupted sutures and the skin with 5-0 nylon. Care is taken to achieve an airtight closure and to initiate suction on the drains during closure to prevent clots from forming within the drains. Postoperatively, the drains are removed when there is minimal serous drainage.
Figure 12The wound is closed in layers over 2 drains, 1 anterior and 1 posterior, which are tacked in place with catgut chromic suture. (Reprinted with permission.
Complications unique to radical neck dissection are related to the sacrifice of the sternocleidomastoid muscle and the spinal accessory nerve. This “shoulder syndrome” can be debilitating
and requires diligent physical therapy (Figure 13). Bilateral radical neck dissection can result in significant facial lymphedema, which dissipates only slowly.
If combined with laryngectomy, simultaneous bilateral resection of the internal jugular veins can result in acute obstruction to both intra- and extracranial venous drainage and massive venous edema (Figure 14). The extent of resection of soft tissue in a radical neck dissection can leave the carotid artery relatively exposed, and subsequent radiation therapy increases the risk of hemorrhage. A locoregional musculocutaneous flap can provide some protection from this. Current indications for radical neck dissection are such that only patients with extensive disease, or disease that has failed prior treatment, undergo the procedure. Thus, their postoperative risks, both of complication and recurrence, are significant.
Figure 13The cosmetic and functional deformities resulting from radical neck dissection include: anterior and inferior displacement of the shoulder and trapezius muscle; decreased shoulder abduction; and winging of the scapula. (Reprinted with permission from Shah JP (ed): Cancer of the Head and Neck. Hamilton, ON, Canada, BC Decker Inc, 2001, p 278.)
Figure 14Ligation of bilateral internal jugular veins can result in significant postoperative edema, which dissipates only slowly. (Reprinted with permission from Shah JP (ed): Head and Neck: Surgery & Oncology (ed 3). St. Louis, MO, Mosby, 2003, figure 9.117.)